WESLEY DWYER

WESLEY DWYER is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 700 LOUISIANA STREET, HOUSTON, TX, 77002.

WESLEY DWYER has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since July 22, 2014

Disclosure History

WESLEY DWYER has 3 Disclosure Event(s).

Date: June 03, 2009
Category: Criminal
Charges: THEFT BY CHECK
Disposition: Dismissed

Date: August 06, 2003
Category: Criminal
Charges: THEFT OVER $50 UNDER $500

Date: November 12, 2002
Category: Criminal
Charges: POSSESSION OF A CONTROLLED SUBSTANCE, PENALTY GROUP LESS THAN 1 GRAM IN A DRUG FREE ZONE.
Disposition: Reduced
Amended Charges: POSSESSION OF A DANGEROUS DRUG
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: FOUND ADJUDICATED WITHIN THE JUVENILE COURT

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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