WESLEY JAMES MANTLE

WESLEY JAMES MANTLE is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at ONE N JEFFERSON AVE, ST. LOUIS, MO, 63103.

WESLEY JAMES MANTLE has worked at WELLS FARGO CLEARING SERVICES, LLC since February 16, 2012

Disclosure History

WESLEY JAMES MANTLE has 2 Disclosure Event(s).

Date: April 27, 2005
Category: Judgment / Lien
Judgment/Lien Amount: $332.00
Judgment/Lien Type: Civil
Broker Comment: I BELEIVE IT WAS AGREED WITH MR. KUHN THAT WE WERE TO VACATE THE PREMISIS AND WE DID SO. WE MOVED OUT OF STATE AND WAS NOT AWARE THERE WAS A SMALL CLAIMS JUDGEMENT

Date: June 14, 2004
Category: Judgment / Lien
Judgment/Lien Amount: $3,237.00
Judgment/Lien Type: Civil
Broker Comment: WE MOVED FROM THE PREMISIS AND LANDLORD INSTRUCTED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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