WILEY CARTER HUTCHINS

WILEY CARTER HUTCHINS is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 3549 BLUECUTT ROAD, COLUMBUS, MS, 39705.

WILEY CARTER HUTCHINS has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since July 07, 2015

Disclosure History

WILEY CARTER HUTCHINS has 1 Disclosure Event(s).

Date: September 02, 1998
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED THAT ON JULY 30, 1998 HECOMMUNICATED A SELL ORDER OF SKYTEL SHARES TO COVER A $360,000DEBIT BALANCE IN HIS ACCOUNT. LOSSES CLAIMED $220,000.00
Damage Amount Requested: $220,000.00
Broker Comment: DENIED CLAIM, NO FURTHER COMMUNICATION WITHCUSTOMER SINCE 10/1/98.NOT PROVIDED

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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