WILFRED RAY MORTON

WILFRED RAY MORTON is currently employed as a Broker and/or Investment Adviser at NATIONWIDE SECURITIES, LLC located at 109 N CHURCH ST, RIPLEY, WV, 25271.

WILFRED RAY MORTON has worked at NATIONWIDE SECURITIES, LLC since November 12, 1985

Disclosure History

WILFRED RAY MORTON has 1 Disclosure Event(s).

Date: April 03, 2010
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES MISREPRESENTATION IN THE SALE ON A VARIABLE ANNUITY.
Broker Comment: I SUGGESTED THAT [CUSTOMER] MOVE HIS IRA TO OUR BEST OF AMERICA ANNUITY WITH CPPLI THAT HAS A PRINCIPLE GUARANTEE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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