Willa Carr Lande is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 400 W MAIN STREET SUITE 200, HAMILTON, MT, 59840.
Willa Carr Lande has worked at EDWARD JONES since January 23, 2009
Disclosure History
Willa Carr Lande has 2 Disclosure Event(s).
Date: January 17, 2017 Category: Customer Dispute Allegations: Client alleges the financial advisor provided poor advice in suggesting she purchase Realty Income Corp Prfd Ser D onJanuary 31, 2012 and Magnum Hunter Res Corp on March 2, 2012. Damage Amount Requested: $13,083.42 Settlement Amount: $488.18 Broker Comment: Based on the firm's review, the client's claim was denied. However, a check was issued to the client in the amount of $488.18 as the client was not made aware of the March 1, 2012 call of Realty Income Corp Prfd Ser D. The financial advisor did not contribute towards the payment.
Date: June 11, 2009 Category: Customer Dispute Allegations: CLIENTS ALLEGE VARIABLE ANNUITY CONTRACTS WERE MISREPRESENTED. NO SPECIFIC DAMAGES ALLEGED. ANNUITIES WERE PURCHASED MAY 25TH & 29TH 2007. Settlement Amount: $62,927.04 Broker Comment: IN ORDER TO AVOID THE COST AND UNCERTAINTY OF FURTHER DISPUTE IN THIS MATTER WE SETTLED WITH THE CLIENTS REGARDING TWO VARIABLE ANNUITY CONTRACTS FOR A TOTAL OF $62,927.04
More Information
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