WILLARD LEROY HENSEL is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 4450 BELDEN VILLAGE NW #508, CANTON, OH, 44718.
WILLARD LEROY HENSEL has worked at NYLIFE SECURITIES LLC since October 13, 1982
Disclosure History
WILLARD LEROY HENSEL has 1 Disclosure Event(s).
Date: January 30, 2004 Category: Customer Dispute Allegations: WITH REGARD TO AN EXISTING VARIABLE ANNUITY OWNED BY THE CUSTOMER, THE CUSTOMER ALLEGES I FAILED TO ADEQUATELY DISCLOSE THE LIMITATIONS ON THE TRANSFER OF FUNDS BETWEEN THE FIXED ACCOUNT AND INVESTMENT DIVISIONS. THE CUSTOMER REQUESTS TO BE ALLOWED TO MOVE ALL HIS FUNDS FROM THE FIXED ACCOUNT. Damage Amount Requested: $24,963.05 Broker Comment: UPON REVIEW OF POLICY RECORDS AND DATA, NEW YORK LIFE DID NOT FIND SUFFICIENT EVIDENCE TO SUPPORT THE CUSTOMERS ALLEGATIONS. NO OFFER OF COMPENSATION HAS BEEN MADE TO THE CUSTOMER.
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