WILLIAM JOSEPH ALDERMAN

WILLIAM JOSEPH ALDERMAN is currently employed as a Broker and/or Investment Adviser at VARIABLE INVESTMENT ADVISORS, INC. located at 4305 S. LOUISE AVE STE 101A, SIOUX FALLS, SD, 57106-3115.

WILLIAM JOSEPH ALDERMAN has worked at VARIABLE INVESTMENT ADVISORS, INC. since November 17, 2010

Disclosure History

WILLIAM JOSEPH ALDERMAN has 10 Disclosure Event(s).

Date: July 28, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: WIFE BECAME UNEMPLOYED DUE TO DOWNSIZING AND ON AUGUST 10, 2009 I CHANGED BROKER DEALERS DUE TO THE IMPACT ON MY BUSINESS WITH FORMER BROKER DEALER AIGFA.

Date: July 28, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: WIFE BECAME UNEMPLOYED DUE TO DOWNSIZING AND ON AUGUST 10, 2009 I CHANGED BROKER DEALERS DUE TO THE IMPACT ON MY BUSINESS WITH FORMER BROKER DEALER AIGFA.

Date: July 28, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: WIFE BECAME UNEMPLOYED DUE TO DOWNSIZING AND ON AUGUST 10, 2009 I CHANGED BROKER DEALERS DUE TO THE IMPACT ON MY BUSINESS WITH FORMER BROKER DEALER AIGFA.

Date: July 28, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: WIFE BECAME UNEMPLOYED DUE TO DOWNSIZING AND ON AUGUST 10, 2009 I CHANGED BROKER DEALERS DUE TO THE IMPACT ON MY BUSINESS WITH FORMER BROKER DEALER AIGFA.

Date: July 28, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: WIFE BECAME UNEMPLOYED DUE TO DOWNSIZING AND ON AUGUST 10, 2009 I CHANGED BROKER DEALERS DUE TO THE IMPACT ON MY BUSINESS WITH FORMER BROKER DEALER AIGFA.

Date: July 28, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: WIFE BECAME UNEMPLOYED DUE TO DOWNSIZING AND ON AUGUST 10, 2009 I CHANGED BROKER DEALERS DUE TO THE IMPACT ON MY BUSINESS WITH FORMER BROKER DEALER AIGFA.

Date: July 28, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: WIFE BECAME UNEMPLOYED DUE TO DOWNSIZING AND ON AUGUST 10, 2009 I CHANGED BROKER DEALERS DUE TO THE IMPACT ON MY BUSINESS WITH FORMER BROKER DEALER AIGFA.

Date: July 28, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: WIFE BECAME UNEMPLOYED DUE TO DOWNSIZING AND ON AUGUST 10, 2009 I CHANGED BROKER DEALERS DUE TO THE IMPACT ON MY BUSINESS WITH FORMER BROKER DEALER AIGFA.

Date: July 28, 2010
Category: Financial
Type: Compromise
Disposition: PAYMENT PLAN
Broker Comment: WIFE BECAME UNEMPLOYED DUE TO DOWNSIZING AND ON AUGUST 10, 2009 I CHANGED BROKER DEALERS DUE TO THE IMPACT ON MY BUSINESS WITH FORMER BROKER DEALER AIGFA.

Date: July 28, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: WIFE BECAME UNEMPLOYED DUE TO DOWNSIZING AND ON AUGUST 10, 2009 I CHANGED BROKER DEALERS DUE TO THE IMPACT ON MY BUSINESS WITH FORMER BROKER DEALER AIGFA.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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