WILLIAM FRANCIS BARRETT is currently employed as a Broker and/or Investment Adviser at FOLGER NOLAN FLEMING DOUGLAS INCORPORATED located at 725 15TH STREET N.W., WASHINGTON, DC, 20005-2109.
WILLIAM FRANCIS BARRETT has worked at FOLGER NOLAN FLEMING DOUGLAS INCORPORATED since October 31, 2014
Disclosure History
WILLIAM FRANCIS BARRETT has 2 Disclosure Event(s).
Date: September 08, 2004 Category: Customer Dispute Allegations: DISAPPOINTED WITH THE PERFORMANCE OF CERTAIN INVESTMENTS. Damage Amount Requested: $29,086.00 Broker Comment: THE CLIENT WAS CONTACTED, THE ACCOUNT AND ITS TRANSACTIONS WERE DISCUSSED, AND A LETTER WAS SENT TO THE CLIENT. THE CLIENT CONTINUES TO MAINTAIN HER ACCOUNT WITH MR. BARRETT AND HAS SUBSEQUENTLY TRANSACTED TRADES IN THE ACCOUNT.
Date: October 23, 2003 Category: Customer Dispute Allegations: DECLINE IN VALUE OF CERTAIN CORPORATE BONDS PURCHASED BETWEEN 12/97 AND 3/99. Damage Amount Requested: $119,915.55 Broker Comment: THE TRANSACTIONS IN QUESTION WERE EXPLAINED TO AND AUTHORIZED BY THE CLIENT; THEY WERE CONSISTANT WITH THE ACCOUNT'S INVESTMENT HISTORY, OBJECTIVES AND RISK TOLERANCE; DID NOT REPRESENT AN OVER CONCENTRATION IN THE PORTFOLIO. LAST CORRESPONDENCE WITH THE CLIENT REGARDING THIS MATTER WAS ON JANUARY 30, 2004. AFTER HEARING NOTHING FURTHER, THE FIRM CLOSED THE FILE ON 9/21/04.
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