WILLIAM O BAUMBERGER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 5124 PEARL DRIVE, EVANSVILLE, IN, 47712.
WILLIAM O BAUMBERGER has worked at LPL FINANCIAL LLC since September 23, 2010
Disclosure History
WILLIAM O BAUMBERGER has 1 Disclosure Event(s).
Date: May 29, 2009 Category: Customer Dispute Allegations: CUSTOMER OF FIFTH THIRD BANK ALLEGES REPRESENTATIVE GAVE POOR RECOMMENDATION/ADVICE NOT TO BUY EQUITY LISTED SECURITY IN FEBRUARY 2009. Damage Amount Requested: $28,000.00
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