WILLIAM RICHARD BLAKE is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 1776 I Street NW, Suite 700, Washington, DC, 20006.
WILLIAM RICHARD BLAKE has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since March 30, 2017
Disclosure History
WILLIAM RICHARD BLAKE has 2 Disclosure Event(s).
Date: June 10, 2010 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE FA REPRESENTED THAT THERE WOULD NOT BE ANY FEES FOR LIQUIDATING HIS MUTUAL FUND POSITIONS. ALLEGES UNSPECIFIED DAMAGES BUT DETERMINED TO BE GREATER THAN $5,000.00. (06/08/2010) Broker Comment: COMPLAINT DENIED.
Date: May 17, 2000 Category: Customer Dispute Allegations: (A) UTILITIES THAT WERE RECOMMENDED WERE UNSAFE.(B) THE FIXED INCOME INVESTMENTS WERE UNSUITABLE. Settlement Amount: $9,990.00
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