WILLIAM GRAY BREWER

WILLIAM GRAY BREWER is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 700 SPRING FOREST RD-STE 200, RALEIGH, NC, 27609.

WILLIAM GRAY BREWER has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

WILLIAM GRAY BREWER has 2 Disclosure Event(s).

Date: May 20, 2009
Category: Customer Dispute
Allegations: CLIENT ALLEGES THE INVESTMENTS MADE IN THE DIFFERENT PREFERRED STOCKS WERE UNSUITABLE.
Damage Amount Requested: $36,000.00
Settlement Amount: $14,999.99

Date: August 28, 2001
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED THAT SHE WAS LED TO BELIEVE THAT HER PORTFOLIO WAS BEING "MANAGED". APRIL 1999 THROUGH JULY 1999. ALLEGED DAMAGES UNSPECIFIED.
Broker Comment: THE CLIENT'S CLAIM WAS DENIED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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