William Blaine Burton is currently employed as a Broker and/or Investment Adviser at WADDELL & REED located at 1075 S UTAH AVE, SUITE 100, IDAHO FALLS, ID, 83402.
William Blaine Burton has worked at WADDELL & REED since October 21, 2016
Disclosure History
William Blaine Burton has 2 Disclosure Event(s).
Date: June 08, 1998 Category: Customer Dispute Allegations: IN JULY 1995 CLAIMANTS ALL PURCHASED VARIOUSQUANTITIES OF IOMEGA OPTIONS CONTRACTS. THEY ALLEGE THEINVESTMENT EXECUTIVE FAILED TO EXECUTE THE SALES OF THEIRCONTRACTS BECAUSE HE WAS UNINFORMED AS TO THE CURRENT MARKETAND MISREAD THE QUOTATIONS ON HIS COMPUTER. THEY ALSO ALLEGEBURTON, WHO IS THE BRANCH MGR COULD HAVE RECTIFIED THESITUATION BUT DID NOT. THEY SEEK DAMAGES TOTALLING $69,000. Damage Amount Requested: $69,000.00 Settlement Amount: $12,250.00 Broker Comment: ARBITRATION WAS DISMISSED.Not Provided
Date: April 02, 1998 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATION & OMMISSIONOF MATERIAL INFORMATION REGARDING THE SALE OF 1,752 SHARES OFEVERGREEN FOUNDATION FUND ON 7/31/97 & PURCHASE OF 3,099 SHARESOF AIM HIGH YIELD FUND ON 7/31/97. SHE ALSO ALLEGES THE SAMEFOR THE SALE OF 1,312 SHARES OF AIM MUNICIPAL BOND FUNDPURCHASED ON 10/28/97 & PURCHASE OF 1,750 SHARES OF ALLIANCEHIGH YIELD FUND ON 10/29/97. DAMAGES SOUGHT: UNSPECIFIED
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