WILLIAM FRANCIS CAMPBELL

WILLIAM FRANCIS CAMPBELL is currently employed as a Broker and/or Investment Adviser at SAYBRUS EQUITY SERVICES, INC located at ONE AMERICAN ROW, HARTFORD, CT, 06102.

WILLIAM FRANCIS CAMPBELL has worked at SAYBRUS EQUITY SERVICES, INC since March 04, 2016

Disclosure History

WILLIAM FRANCIS CAMPBELL has 1 Disclosure Event(s).

Date: May 25, 2015
Category: Employment Separation After Allegations
Firm Name: LINCOLN FINANCIAL DISTRIBUTORS, INC.
Termination Type: Discharged
Allegations: FIRM TERMINATED WHOLESALER AFTER INTERNAL INVESTIGATION & INTERVIEW WITH WHOLESALER. WHOLESALER CALLED UNUSED CONFERENCE PHONE LINE IN ORDER TO ENHANCE HIS SALES CALL ACTIVITY TIME.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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