WILLIAM ISHAM CORDELL is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 2420 JENKS AVENUE, SUITE B4, PANAMA CITY, FL, 32405.
WILLIAM ISHAM CORDELL has worked at RAYMOND JAMES & ASSOCIATES, INC. since November 07, 2008
Disclosure History
WILLIAM ISHAM CORDELL has 2 Disclosure Event(s).
Date: November 12, 2012 Category: Customer Dispute Allegations: SUITABILITY. ACTIVITY DATED 9/17/12. Damage Amount Requested: $6,500.00 Broker Comment: NO COSTS INVOLVED OR REIMBURSEMENT TO THE CLIENT. CLIENT WAS CONFUSED ABOUT HOW UPFRONT A SHARE COSTS WOULD IMPACT THE PERFORMANCE OF THE FUND. ULTIMATELY, EXCHANGED TO MM FUND IN THE SAME FAMILY TO RESOLVE.
Date: December 10, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGES "MALFEASANCE" AND EXPRESSES CONCERN ABOUT THE LEVEL OF TRADING IN HER ACCOUNT 1997-1999. Damage Amount Requested: $5,000.00 Broker Comment: THE CLIENT'S CLAIM WAS DENIED.
More Information
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