WILLIAM F CORR

WILLIAM F CORR is currently employed as a Broker and/or Investment Adviser at CADARET, GRANT & CO., INC. located at 660 Sentry Parkway, Suite 200, Blue Bell, PA, 19422.

WILLIAM F CORR has worked at CADARET, GRANT & CO., INC. since February 03, 2015

Disclosure History

WILLIAM F CORR has 1 Disclosure Event(s).

Date: April 21, 2014
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT IN MAY 2013 REPRESENTATIVE PUT HER INTO "REGULAR" MUTUAL FUNDS RATHER THAN "RETIREMENT IRA" MUTUAL FUNDS WHICH CAUSED HER TO OWE MONEY TO THE IRS AND STATE.
Damage Amount Requested: $35,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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