WILLIAM DEAN COTTON is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 2600 TOWER OAKS BLVD #220, ROCKVILLE, MD, 20852-4218.
WILLIAM DEAN COTTON has worked at LPL FINANCIAL LLC since September 08, 2017
Disclosure History
WILLIAM DEAN COTTON has 1 Disclosure Event(s).
Date: May 19, 1989 Category: Criminal Charges: ONE COUNT OF "ISSUING A BAD CHECK". PLEADED GUILTY OF MISDEMEANOR AND PAID FINE OF $115.00. NO DETAILS PROVIDED ON COMPLAINT ABOUT CIRCUMSTANCES FOR BAD CHECK OR WHAT SERVICE WAS RECEIVED IN RETURN FOR BAD CHECK. COMPLAINT DOCUMENT FORWARDED TO NASD. Charge Type: MISDEMEANOR Disposition: CONVICTED, PLEADED GUILTY AND FINED $115.00. FINE PAID ON JULY 30, 1990 Broker Comment: SUBPEONA ISSUED JULY 26, 1990. FINE PAID JULY 30, 1990. NO OTHER DETAILS PROVIDED ON COURT DOCUMENT.
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