WILLIAM LOUIS CRISWELL

WILLIAM LOUIS CRISWELL is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 2024 ARKANSAS VALLEY DR, #602, LITTLE ROCK, AR, 72212.

WILLIAM LOUIS CRISWELL has worked at LPL FINANCIAL LLC since November 30, 2015

Disclosure History

WILLIAM LOUIS CRISWELL has 3 Disclosure Event(s).

Date: June 21, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $28,451.82
Judgment/Lien Type: Tax

Date: October 20, 2006
Category: Customer Dispute
Allegations: CLIENT ALLEGES UNSUITABLE PRODUCT AND OVER CONCENTRATION OF ANNUITIES. WANTS ANNUITIES CANCELED AND MADE WHOLE, PLUS LOOKING TO BE REIMBURSED FOR THEIR TAX BILL OF $10,000 WHICH OCCURRED AS A RESULT OF BUYING THE ANNUITIES.
Damage Amount Requested: $40,000.00
Settlement Amount: $14,845.49

Date: May 25, 2006
Category: Customer Dispute
Allegations: CLIENTS CUSTOMER AND CUSTOMER IS CLAIMING A $10,000 LOSS AS A RESULT OF UNSUITABLE INVESTMENTS. ALLEGATION TIME PERIOD IS BETWEEN NOVEMBER 29, 2004 AND NOVEMBER 21, 2005.
Damage Amount Requested: $10,000.00

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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