WILLIAM LOUIS CRISWELL is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 2024 ARKANSAS VALLEY DR, #602, LITTLE ROCK, AR, 72212.
WILLIAM LOUIS CRISWELL has worked at LPL FINANCIAL LLC since November 30, 2015
Date: October 20, 2006 Category: Customer Dispute Allegations: CLIENT ALLEGES UNSUITABLE PRODUCT AND OVER CONCENTRATION OF ANNUITIES. WANTS ANNUITIES CANCELED AND MADE WHOLE, PLUS LOOKING TO BE REIMBURSED FOR THEIR TAX BILL OF $10,000 WHICH OCCURRED AS A RESULT OF BUYING THE ANNUITIES. Damage Amount Requested: $40,000.00 Settlement Amount: $14,845.49
Date: May 25, 2006 Category: Customer Dispute Allegations: CLIENTS CUSTOMER AND CUSTOMER IS CLAIMING A $10,000 LOSS AS A RESULT OF UNSUITABLE INVESTMENTS. ALLEGATION TIME PERIOD IS BETWEEN NOVEMBER 29, 2004 AND NOVEMBER 21, 2005. Damage Amount Requested: $10,000.00
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