WILLIAM RICHARD DAGISTINO is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 595 SOUTH FEDERAL HIGHWAY, BOCA RATON, FL, 33432.
WILLIAM RICHARD DAGISTINO has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
WILLIAM RICHARD DAGISTINO has 2 Disclosure Event(s).
Date: November 21, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGES FA RECOMMENDED MANAGED ACCOUNTS THAT WERE NOT CONSISTENT WITH HIS INVESTMENT PROFILE - 2002-2008.DAMAGES UNSPECIFIED. Broker Comment: CLAIM DENIED
Date: January 23, 2004 Category: Customer Dispute Allegations: RECEIVED A COURTESY DRAFT OF A STATEMENT OF CLAIM ALLEGING THAT THE FC ENGAGED IN OVERCONCENTRATION, FAILURE TO DIVERSIFY AND UNSUITABLITY INVOLVING STOCKS AND MUTUAL FUNDS. (1/00-1/02) Damage Amount Requested: $167,547.06 Broker Comment: THE COMPLAINT WAS DENIED.
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