WILLIAM GRANT DIAMOND

WILLIAM GRANT DIAMOND is currently employed as a Broker and/or Investment Adviser at KMS FINANCIAL SERVICES, INC. located at 4800 MEADOWS ROAD SUITE 210, LAKE OSWEGO, OR, 97035.

WILLIAM GRANT DIAMOND has worked at KMS FINANCIAL SERVICES, INC. since February 01, 2018

Disclosure History

WILLIAM GRANT DIAMOND has 1 Disclosure Event(s).

Date: July 09, 2008
Category: Employment Separation After Allegations
Firm Name: METLIFE
Termination Type: Discharged
Allegations: AFTER AN INTERNAL INVESTIGATION, THE FIRM CONCLUDED THAT REPRESENTATIVE DID NOT FOLLOW COMPANY POLICY REGARDING INVESTOR OWNED LIFE INSURANCE.
Broker Comment: I WAS UNJUSTLY TERMINATED. I HAVE NEVER KNOWINGLY OFFERED OR SOLD ANY CLIENT AN INVESTOR-OWNED LIFE INSURANCE POLICY, NOR DID THE FIRM FIND I HAD.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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