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WILLIAM QUINN DIFENDERFER is currently employed as a Broker and/or Investment Adviser at GUGGENHEIM FUNDS DISTRIBUTORS, LLC located at 15761 VIKING COMMANDER WAY, WESTFIELD, IN, 46074.
WILLIAM QUINN DIFENDERFER has worked at GUGGENHEIM FUNDS DISTRIBUTORS, LLC since August 20, 2014
WILLIAM QUINN DIFENDERFER has 1 Disclosure Event(s).
Date: October 30, 2010All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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