WILLIAM HERMAN DIXON is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 1052 BON AIR DR, URBANA, OH, 43078.
WILLIAM HERMAN DIXON has worked at SECURITIES AMERICA, INC. since September 23, 2016
Disclosure History
WILLIAM HERMAN DIXON has 2 Disclosure Event(s).
Date: September 08, 2016 Category: Customer Dispute Allegations: Suitability Damage Amount Requested: $8,422.49 Broker Comment: This complaint was originally sent to Prudential, Prudential sent Wall Street an Inquiry on September 8, 2016, Wall Street responded to Prudential on September 13, 2016. Prudential responded to the client on 09/28/2016, denying the claims.
Date: September 30, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGES UNAWARE OF SALES CHARGES RELATED TO TRANSACTIONS. Broker Comment: AFTER REVIEW OF DOCUMENTS, FOUND INSUFFICIENT EVIDENCE TO SUPPORT COMPLAINT.
More Information
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