WILLIAM CRAIG DOBBS

WILLIAM CRAIG DOBBS is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 800 EAST 96TH STREET, SUITE 400, SUITE 145 AND 125, INDIANAPOLIS, IN, 46240.

WILLIAM CRAIG DOBBS has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

WILLIAM CRAIG DOBBS has 2 Disclosure Event(s).

Date: September 08, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $1,122.00
Judgment/Lien Type: Tax

Date: December 03, 2002
Category: Customer Dispute
Allegations: CLIENT ALLEGES CERTAIN PROVISIONS OF LIFE INSURANCE PRODUCT WERE MISREPRESENTED T THE TIME OF SALE. NO SPECIFIC DAMAGES ALLEGED

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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