WILLIAM BRUCE DREDGE is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1200 LENOX DRIVE, SUITE 300, LAWRENCEVILLE, NJ, 08648.
WILLIAM BRUCE DREDGE has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
WILLIAM BRUCE DREDGE has 2 Disclosure Event(s).
Date: October 01, 2004 Category: Customer Dispute Allegations: CLIENT ALLEGED UNSUITABILITY AND EXCESSIVE TRADING WITH RESPECT TO INVESTMENTS - JANUARY 2001-SEPTEMBER 2004.DAMAGES UNSPECIFIED. Settlement Amount: $5,908.32 Broker Comment: THE CLAIM WAS SETTLED FOR $5,908.32.
Date: May 27, 2003 Category: Customer Dispute Allegations: THE CLIENT'S ATTORNEY ALLEGED UNSUITABLE INVESTMENTS - 4/26/01 TO 6/13/02. Damage Amount Requested: $70,471.00 Settlement Amount: $9,900.00 Broker Comment: THE CLAIM WAS SETTLED FOR $9,900.
More Information
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