WILLIAM EARL ELDER is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 3878 N. CROSSOVER ROAD, SUITE 8, FAYETTEVILLE, AR, 72703.
WILLIAM EARL ELDER has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since March 23, 2009
Disclosure History
WILLIAM EARL ELDER has 1 Disclosure Event(s).
Date: April 19, 1986 Category: Customer Dispute Allegations: THE CLIENT ALLEGED FALSE MISREPRESENTATION,SUITABILITY, FRAUD, UNSUITABLE RECOMMENDATIONS, BREACH OFCONTRACT, CHURNING AND NEGLIGENCE. ALLEGED COMPENSATORY DAMAGES$64,725.00. PUNITIVE DAMAGES $550,162 Damage Amount Requested: $64,725.00 Damages Granted: $35,716.67 Broker Comment: THE NASD AWARDED THE COMPLAINANT IN THE AMOUNTOF $35,716.67. DEAN WITTER REYNOLDS VIGOROUSLY DEFENDED THISMATTER NOTWITHSTANDING THE FACT THAT AN AWARDED WAS RENDERED,IT REMAINS OUR POSITION THAT MR. ELDER CARRIED OUT HIS DUTIESPROPERLY IN CONNECTION WITH HIS HANDLING OF THIS ACCOUNT.WE, THE DEFENDANTS PROVIDED AN ACCURATE ACCOUNTOF FACTS AND GENERAL SITUATION. THE COMPLAINTANTS LIEDPROFUSELY AND WON.
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