WILLIAM FIGUEROA

WILLIAM FIGUEROA is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 5270 S. FORT APACHE, LAS VEGAS, NV, 89148.

WILLIAM FIGUEROA has worked at J.P. MORGAN SECURITIES LLC since May 21, 2013

Disclosure History

WILLIAM FIGUEROA has 1 Disclosure Event(s).

Date: July 14, 2011
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: DECLINE IN THE ECONOMIC CLIMATE, SIGNIFICANT SALARY REDUCTION AND CO-BORROWER NO LONGER CONTRIBUTING TO HOME LOAN. BANKRUPTCY DISHARGED 15 MONTHS AGO.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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