WILLIAM CHRISTOPHER FRENCH

WILLIAM CHRISTOPHER FRENCH is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 7607 FERN AVE STE 703, SHREVEPORT, LA, 71105.

WILLIAM CHRISTOPHER FRENCH has worked at LPL FINANCIAL LLC since October 14, 2010

Disclosure History

WILLIAM CHRISTOPHER FRENCH has 1 Disclosure Event(s).

Date: March 22, 2010
Category: Customer Dispute
Allegations: THE CLIENT IS ALLEGING THAT LIQUIDATION TRADES WERE ENTERED IN ACCOUNTS WITHOUT THEIR AUTHORIZATION. ALLEGES DAMAGES, NOT SPECIFIED, BUT BELIEVED TO EXCEED $5,000.(03/16/2010)

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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