WILLIAM FRANCIS FUSCO

WILLIAM FRANCIS FUSCO is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 64 WALL STREET, SUITE 100, MADISON, CT, 06443.

WILLIAM FRANCIS FUSCO has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since April 27, 2012

Disclosure History

WILLIAM FRANCIS FUSCO has 1 Disclosure Event(s).

Date: September 06, 2000
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED FUNDS WERE BEING INVESTED WITHOUT HIS PERMISSION AND THAT THE FC IGNORED HIS ORDER TO STOP INVESTING.ALLEGED DAMAGES - UNSPECIFIED.
Broker Comment: THE CLIENT'S CLAIM WAS DENIED.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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