WILLIAM MORTON HAAS is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 3801 PGA Blvd, Suite 700, Palm Beach Gardens, FL, 33410.
WILLIAM MORTON HAAS has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
WILLIAM MORTON HAAS has 2 Disclosure Event(s).
Date: June 08, 2009 Category: Customer Dispute Allegations: CLAIMANTS ALLEGE, INTER ALIA, THAT FA PURCHASED SECURITIES THAT WERE NOT IN LINE WITH THE CUSTOMER'S INVESTMENT OBJECTIVES FROM 2006 THORUGH 2008. Damage Amount Requested: $400,000.00 Settlement Amount: $50,000.00 09-03240
Date: November 19, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGED FC MISREPRESENTED RATING AND RISK WITH REGARD TO PREFERRED EQUITY INVESTMENT. AUGUST 2002. DAMAGES UNSPECIFIED.
More Information
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