WILLIAM CURRY HOWTON

WILLIAM CURRY HOWTON is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 6555 US HIGHWAY 98, STE D, HATTIESBURG, MS, 39402.

WILLIAM CURRY HOWTON has worked at WELLS FARGO CLEARING SERVICES, LLC since January 01, 2008

Disclosure History

WILLIAM CURRY HOWTON has 1 Disclosure Event(s).

Date: October 16, 2002
Category: Customer Dispute
Allegations: ALLEGES I PROMISED CLIENT THAT SHE COULD NEVER RECEIVE LESS THAN HER PURCHASE PRICE. **** THE ANNUITY WAS SOLD TO CUSTOMER BASED UPON INFORMATION THAT I RECEIVED FROM NATIONWIDE & THE FIRM THAT THE DEATH BENEFIT WOULD NOT BE LESS THAN THE ORGINAL PREMIUM. ****
Damage Amount Requested: $19,286.46
Settlement Amount: $19,286.46

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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