William Andrew Hunter

William Andrew Hunter is currently employed as a Broker and/or Investment Adviser at THRIVENT INVESTMENT MANAGEMENT INC. located at 1301 RIVERSIDE DR, MOUNT VERNON, WA, 98273.

William Andrew Hunter has worked at THRIVENT INVESTMENT MANAGEMENT INC. since January 12, 2017

Disclosure History

William Andrew Hunter has 2 Disclosure Event(s).

Date: April 05, 2017
Category: Regulatory
Initiated By: State of Oregon Department of Consumer and Business Services Divisions of Financial
Allegations: False information on application for out of state license for Oregon
Resolution: Decision & Order of Offer of Settlement SanctionDetails:
Sanctions: Monetary Penalty other than Fines SanctionDetails:
Amount: $500.00

Date: November 01, 2014
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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