WILLIAM JOE JETT is currently employed as a Broker and/or Investment Adviser at VINING SPARKS located at 10801 EXECUTIVE CENTER DRIVE, SUITE 508, LITTLE ROCK, AR, 72211.
WILLIAM JOE JETT has worked at VINING SPARKS since March 21, 1991
Disclosure History
WILLIAM JOE JETT has 1 Disclosure Event(s).
Date: March 27, 1980 Category: Regulatory Initiated By: ARKANSAS SECURITIES DEPARTMENT Allegations: A FORMER EMPLOYEE, DON ROBB OF THE LITTLE ROCK OFFICE, WAS ALLEGED TO HAVE TRADED COMMODITIES WITHOUT A LICENSE. THE TRADES WERE ALL EXECUTED BY A REP REGISTERED TO TRADE COMMODITIES. I WAS NAMED IN THIS BECAUSE I WAS BRANCH MANAGER OF THE LITTLE ROCK OFFICE AT THE TIME. Resolution: Consent SanctionDetails: Sanctions: Censure Sanction Details: I RECEIVED A CENSURE. Broker Comment: THE MATTER WAS SETTLED BY PAYING DOUGLAS SHIVERS $3000.00 JUST PRIOR TO THE HEARING.
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