WILLIAM CHARLES JOHNSON

WILLIAM CHARLES JOHNSON is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 4800 FASHION SQUARE BOULEVARD, SUITE 220, SAGINAW, MI, 48604.

WILLIAM CHARLES JOHNSON has worked at AXA ADVISORS, LLC since October 20, 1980

Disclosure History

WILLIAM CHARLES JOHNSON has 1 Disclosure Event(s).

Date: January 11, 2007
Category: Customer Dispute
Allegations: CLIENTS ALLEGE THE INITIALS ON THE APPLICATION PAGES ARE NOT THEIR INITIALS AND WERE PLACED ON THE APPLICATION BY ANOTHER INDIVIDUAL. CLIENTS WOULD LIKE AN INVESTIGATION INTO THIS MATTER.
Broker Comment: THE FIRM FOUND NO BASIS TO THE CUSTOMER'S COMPLAINT. HOWEVER, IN A GESTURE OF GOOD FAITH, THE FIRM OFFERED TO ALLOW CLIENTS TO REINSTATE THEIR POLICY WAIVING EVIDENCE OF INSURABILITY PROVIDED THEY REMIT A PAYMENT OF $3,868.77 WHICH WAS COMPRISED OF LOAN FORECLOSURE AND LOAN INTEREST DUE FROM DECEMBER 13TH, 2004 TO DECEMBER 13, 2006.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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