WILLIAM JOHN KNIGHT is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 115 LA POSTA RD STE D, TAOS, NM, 87571.
WILLIAM JOHN KNIGHT has worked at CETERA ADVISOR NETWORKS LLC since October 29, 1993
Disclosure History
WILLIAM JOHN KNIGHT has 1 Disclosure Event(s).
Date: August 28, 2017 Category: Customer Dispute Allegations: Client alleges unauthorized trading Damage Amount Requested: $18,550.00 Settlement Amount: $135.00 Broker Comment: Registered Representative error. Trade reversed. Claimant suffered zero monetary loss. Registered Representative asked claimant to seek different advisor and firm.
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