WILLIAM EDWARD KNUDSEN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 28411 NORTHWESTERN HWY #1200, SOUTHFIELD, MI, 48034-5521.
WILLIAM EDWARD KNUDSEN has worked at LPL FINANCIAL LLC since June 29, 2015
Disclosure History
WILLIAM EDWARD KNUDSEN has 2 Disclosure Event(s).
Date: September 21, 2008 Category: Customer Dispute Allegations: CLIENT MAINTAINS MISREPRESENTATION ON SALE OF VARIABLE ANNUITY IN 2006 PER REPORT FROM FIFTH THIRD SECURITIES. NO OTHER DETAILS PROVIDED. Damage Amount Requested: $19,902.43
Date: November 14, 2007 Category: Employment Separation After Allegations Firm Name: FIFTH THIRD SECURITIES Termination Type: Discharged Allegations: FAILURE TO PROMPTLY TRANSMIT CUSTOMER ORDERS/FUNDS
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