WILLIAM LEE LAMPE is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 777 108TH AVE NE, STES 2400 AND 2500, BELLEVUE, WA, 98004.
WILLIAM LEE LAMPE has worked at WELLS FARGO CLEARING SERVICES, LLC since June 17, 2013
Disclosure History
WILLIAM LEE LAMPE has 1 Disclosure Event(s).
Date: June 21, 1984 Category: Customer Dispute Allegations: MISREPRESENTATION, FRAUD AND UNSUITABILITY Damage Amount Requested: $750,000.00 Settlement Amount: $60,000.00 Broker Comment: SETTLED BY MERRILL LYNCH ON MARCH 1, 1988, BY PAYING SOME OF THE PLAINTIFFS $60,000. THE BRANCH MANAGER, WILLIAM LAMPE, AND FINANCIAL CONSULTANTS, GARY SINDERBRAND AND EDWARD JANANSKY, WERE NOT ASKED TO CONTRIBUTE TO THE SETTLEMENT BY MERRILL LYNCH. THE SETTLEMENT OF THIS MATTER AT LESS THAN 10 CENTS ON THE DOLLAR WAS MADE SOLELY AS A BUSINESS DECISION TO SETTLE THE LAWSUIT FOR LESS THAN THE PROJECTED LEGAL COSTS NECESSARY TO TRY THE CASE.
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