WILLIAM MICHAEL LANDENBERGER is currently employed as a Broker and/or Investment Adviser at HD VEST INVESTMENT SERVICES located at 4350 E DANBURY, PHOENIX, AZ, 85032.
WILLIAM MICHAEL LANDENBERGER has worked at HD VEST INVESTMENT SERVICES since February 17, 2012
Disclosure History
WILLIAM MICHAEL LANDENBERGER has 1 Disclosure Event(s).
Date: August 20, 1997 Category: Customer Dispute Allegations: SECURITIES & EXCHANGE ACT, USCA TITLE 15,SECURITIES ACT OF 1933, EXCESSIVE TRADING, FRAUDULENTCONCEALMENT, NON DISCLOSURE,CHURNING, UNSUITABILITY Damage Amount Requested: $360,000.00 Broker Comment: NONE, APPEALJUDGEMENT IN OUR FAVOR ON 12/11/2000. JUDGEMENT WAS CERTIFIED AS MANDATED UNDER RULE 41 OF THE FEDERAL RULES OF APPELLATE PROCEDURES ON 1/3/2001 [CUSTOMER] ALLEGES THAT I TRADED IN HIS ACOUNT WITHOUT PERMISSION. THIS IS SIMPLY UNTRUE. HE ALLEGES THAT I DIDN`T GIVE HIM PROSPECTUSES FOR HIS INVESTMENTS, WHEN I HAVE SIGNED PROSPECTUS RECEIPTS IN HIS CUSTOMER FILE.
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