WILLIAM TELFER LENT is currently employed as a Broker and/or Investment Adviser at FIELDPOINT PRIVATE SECURITIES, LLC located at 100 FIELD POINT ROAD, 2ND FL, GREENWICH, CT, 06830.
WILLIAM TELFER LENT has worked at FIELDPOINT PRIVATE SECURITIES, LLC since December 15, 2017
WILLIAM TELFER LENT has 6 Disclosure Event(s).
Date: April 02, 2004 Category: Customer Dispute Allegations: CLAIMANT ALLEGES FC FAILED TO ADVISE HER ABOUT THE EXPIRATION OF HER OPTIONS.03/31/01 Damage Amount Requested: $1,000,000.00 Damages Granted: $1,288,918.50
Date: January 21, 2003 Category: Customer Dispute Allegations: ALLEGATION OF SUITABILITY, EXCESSIVE TRADING AND FAILURE TO FOLLOW INSTRUCTIONS. Damage Amount Requested: $5,000.00 Broker Comment: RICHARD APICELLA IS HANDLING THIS MATTER.
Date: October 02, 2002 Category: Customer Dispute Allegations: ALLEGED IMPROPER HANDLING OF ACCOUNT BETWEEN APPROXIMATELY JUNE 2000 THROUGH 2002. Damage Amount Requested: $446,000.00 Damages Granted: $325,000.00
Date: September 16, 2002 Category: Customer Dispute Allegations: SEE ABOVE. Broker Comment: CLAIM DENIED.
Date: August 27, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT THE PURCHASE OF A STOCK WAS UNAUTHORIZED. JUNE 2001. Damage Amount Requested: $7,255.00 Settlement Amount: $3,576.70 Broker Comment: AS AN ACCOMMODATION, THE CLAIM WAS SETTLED FOR $3,576.70.
Date: December 20, 1997 Category: Customer Dispute Allegations: THE CLIENT ALLEGED EXCESSIVE SHORT-TERMTRANSACTIONS, UNSUITABILITY AND FAILURE TO FOLLOW INSTRUCTIONS. ALLEGED DAMAGES-UNSPECIFIED Broker Comment: THE CLIENT'S CLAIM WAS DENIED. THERE WERE NO OPTIONS OF COMMODITIES INVOLVED. CONTACT: MIRIAM FINKEL (212) 723-3051Not Provided
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