WILLIAM EDWARD MAHONEY is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at MAHONEY AND ASSOC. ONE MONARCH PL, STE 1840, SPRINGFIELD, MA, 01144.
WILLIAM EDWARD MAHONEY has worked at NYLIFE SECURITIES LLC since January 17, 2003
Disclosure History
WILLIAM EDWARD MAHONEY has 1 Disclosure Event(s).
Date: November 14, 2002 Category: Regulatory Initiated By: STATE OF FLORIDA, DEPARTMENT OF INSURANCE Allegations: THE STATE OF FLORIDA INSURANCE DEPARTMENT ALLEGES THAT UPON RECEIPT OF MY APPLICATION FOR A RESIDENT INSURANCE LICENSE, THE DEPARTMENT FOUND THAT WHILE I MAINTAINED A NON-RESIDENT INSURANCE LICENSE, I MAINTAINED A PLACE OF BUSINESS IN FLORIDA DOING BUSINESS AS A LIFE AND/OR HEALTH INSURANCE AGENT. Resolution: Consent SanctionDetails: Sanctions: Monetary/Fine SanctionDetails: Amount: $5,000.00 Sanction Details: ADMINISTRATIVE PENALTY IN THE AMOUNT OF $5000.00 PAYABLE WITHIN 30 DAYS. Broker Comment: I AGREED TO A CONSENT ORDER THAT AUTHORIZED THE ISSUANCE OF A LICENSE AS A RESIDENT LIFE, INCLUDING VARIABLE ANNUITY, AND HEALTH INSURANCE AGENT IN THE STATE OF FLORIDA. I FURTHER AGREED TO PAY AN ADMINISTRATIVE PENALTY IN THE AMOUNT OF $5000. THE PENALTY WAS PAID WITHIN THE SPECIFIED PERIOD.
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