WILLIAM ROBERT MANCH

WILLIAM ROBERT MANCH is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1133 CONNECTICUT AVE NW 9TH FL, WASHINGTON, DC, 20036.

WILLIAM ROBERT MANCH has worked at WELLS FARGO CLEARING SERVICES, LLC since July 01, 2003

Disclosure History

WILLIAM ROBERT MANCH has 1 Disclosure Event(s).

Date: May 01, 1994
Category: Customer Dispute
Allegations: CUSTOMER CLAIMS HE WAS AN INEXPERIENCEINVESTOR AND UNAWARE OF RISKS OF PURCHASING STOCKS. DAMAGES OF$50,000.00 ARE CLAIMED.
Broker Comment: THIS CASE IS STAYED PURSUANT OT THE OUTCOME OFTHE BANKRUPTCY OF F.N. WOLF (THE FIRM THE TRANSACTION TOOKPLACE AT).Not Provided

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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