WILLIAM BASIL MANGANO is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 225 E STATE ROUTE 14, SUITE 103, COLUMBIANA, OH, 44408.
WILLIAM BASIL MANGANO has worked at NYLIFE SECURITIES LLC since August 23, 1983
Disclosure History
WILLIAM BASIL MANGANO has 2 Disclosure Event(s).
Date: June 11, 2010 Category: Customer Dispute Allegations: WITH REGARD TO THE PURCHASE OF A VARIABLE LIFE INSURANCE POLICY IN OR AROUND APRIL 1999, PLAINTIFFS ALLEGE THAT THE PREMIUM PAYMENTS AND COSTS ASSOCIATED WITH THE POLICY WERE NOT COMPLETELY DISCLOSED. Settlement Amount: $200,000.00
Date: March 13, 2009 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES THAT IN OR AROUND SEPTEMBER OF 2008, HE TOLD HIS AGENT TO LIQUIDATE HIS MUTUAL FUNDS AND KEEP THE INVESTMENTS IN CASH AND ON THE SIDELINES GIVEN THE UNCERTAINTY OF THE MARKET. CUSTOMER ALLEGES THAT THE AGENT PUT THESE FUNDS INTO HIS EXISTING VARIABLE ANNUITY POLICY WITHOUT HIS AUTHORIZATION AND CONSENT. Damage Amount Requested: $54,067.80
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