WILLIAM FORBES MCCOLLAM is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 750 UNIVERSITY AVENUE, SUITE 250, LOS GATOS, CA, 95032.
WILLIAM FORBES MCCOLLAM has worked at UBS FINANCIAL SERVICES INC. since December 05, 2008
Disclosure History
WILLIAM FORBES MCCOLLAM has 1 Disclosure Event(s).
Date: May 02, 2005 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT HE INCURRED A TAX LIABILITY AND EARLY WITHDRAWAL PENALTY ON AN ANNUITY TRANSFER DUE TO FINANCIAL ADVISOR'S FAILURE TO INFORM HIM OF THE NATURE OF THE ANNUITY INVESTMENT IN OCTOBER 1995 AND UPON TRANSFERRING THE ANNUITY IN NOVEMBER 2004. Damage Amount Requested: $10,800.00
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