WILLIAM HENRY MEDLIN is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 2550 GASKINS RD, HENRICO, VA, 23238.
WILLIAM HENRY MEDLIN has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since November 22, 2011
Disclosure History
WILLIAM HENRY MEDLIN has 1 Disclosure Event(s).
Date: February 25, 2010 Category: Customer Dispute Allegations: CLAIMANT ALLEGES RESPONDENT WAS NEGLIGENT AND FAILED TO TIMELY CARRY OUT LIQUIDATION INSTRUCTIONS FOR THE CLAIMANT'S RETIREMENT ACCOUNTS RESULTING IN DIRECT FINANCIAL LOSSES DURING THE TIME PERIOD OF FEBRUARY 5-24, 2009. Damage Amount Requested: $8,150.22 Damages Granted: $4,818.40 Broker Comment: CLIENT ASKED TO CLOSE ACCOUNT, MY ASSISTANT FAXED PAPERWORK TO CLOSE THE ACCOUNT BUT THE FAX FAILED TO GO THRU, THIS WAS DURING TIME OF GREAT TURMOIL IN THE MARKET, WHEN DETERMINED FAX HAD NOT BEEN RECEIVED AND INVESTMENT COMPANY CLOSED THE ACCOUNT, IT HAD LOST VALUE. NEW PROCEDURES HAVE BEEN PUT IN PLACE TO MAKE SURE THIS DOES NOT REOCCUR.
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