WILLIAM TACKETT MIDDLETON

WILLIAM TACKETT MIDDLETON is currently employed as a Broker and/or Investment Adviser at CARTY & COMPANY, INC. located at 6263 POPLAR AVENUE, SUITE 800, MEMPHIS, TN, 38119.

WILLIAM TACKETT MIDDLETON has worked at CARTY & COMPANY, INC. since October 24, 2006

Disclosure History

WILLIAM TACKETT MIDDLETON has 3 Disclosure Event(s).

Date: January 22, 2015
Category: Financial
Type: Bankruptcy
Broker Comment: THE FILING IS DUE TO MY WIFE'S UNPAID MEDICAL EXPENSES. UNDER ADVICE FROM MY WIFE'S ATTORNEY I JOINED HER ACTION AND WE FILED A JOINT BANKRUPTCY.

Date: September 13, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $6,404.00
Judgment/Lien Type: Civil
Broker Comment: AS OF 1/22/2015 BANKRUPTCY TRUSTEE MAKING PAYMENTS

Date: September 27, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $7,418.00
Judgment/Lien Type: Civil
Broker Comment: AS OF 1/22/2015 BANKRUPTCY TRUSTEE MAKING PAYMENTS

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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