WILLIAM HALE MILDREN is currently employed as a Broker and/or Investment Adviser at WUNDERLICH SECURITIES, INC. located at 2431E 61 STREET, SUITE 300, TULSA, OK, 74136.
WILLIAM HALE MILDREN has worked at WUNDERLICH SECURITIES, INC. since December 14, 2012
Date: March 19, 1993 Category: Customer Dispute Allegations: ALLEGED FAILURE TO SUPERVISE; ALLEGED DAMAGESOF $30,767.92; RESTITUTION OF SALES COMMISSIONS, LOST INTERESTOR INVESTMENT POTENTIAL, RESTITUTION OF LOST TAX DEFERRAL ONIRA, PUNITIVE DAMAGES, COSTS, ATTORNEY'S FEES. Damage Amount Requested: $30,767.92 Settlement Amount: $30,000.00 Broker Comment: THIS MATTER WAS SETTLED BY SHEARSON FOR$30,000.00.ONLY 22H1 IS APPLICABLE.
Date: January 24, 1990 Category: Customer Dispute Allegations: ALLEGED FAILURE TO SUPERVISE. ALLEGED DAMAGESOF $76,828.50 PLUS OTHER DAMAGES INCLUDING COMMISSIONS,INTEREST COSTS, EMOTIONAL DISTRESS ($50,000.), PUNITIVES($1,000,000.) AND ATTORNEY'S FEES. Damage Amount Requested: $76,828.50 Settlement Amount: $160,000.00 Broker Comment: THE MATTER WAS SETTLED FOR $160,000.00. FC DIDNOT CONTRIBUTE TOWARD SETTLEMENTS.ONLY 22H1 IS APPLICABLE.
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