WILLIAM BOWERS MILLER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 4870 BLUEBONNET BLVD, STE. B, BATON ROUGE, LA, 70809.

WILLIAM BOWERS MILLER has worked at LPL FINANCIAL LLC since May 01, 2018

Disclosure History

WILLIAM BOWERS MILLER has 1 Disclosure Event(s).

Date: October 06, 1988
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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