WILLIAM DUDLEY MILLER

WILLIAM DUDLEY MILLER is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at 100 MAGELLAN, COVINGTON, KY, 41015.

WILLIAM DUDLEY MILLER has worked at FIDELITY BROKERAGE SERVICES LLC since January 01, 2011

Disclosure History

WILLIAM DUDLEY MILLER has 1 Disclosure Event(s).

Date: January 31, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $41,970.49
Judgment/Lien Type: Tax
Broker Comment: EMPLOYEE BECAME AWARE OF LIEN ON 10/16/2013.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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