WILLIAM HOEDL MONTEITH

WILLIAM HOEDL MONTEITH is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 31731 NORTHWESTERN HWY, STE 151W, FARMINGTON HILLS, MI, 48334-1662.

WILLIAM HOEDL MONTEITH has worked at LPL FINANCIAL LLC since October 13, 2005

Disclosure History

WILLIAM HOEDL MONTEITH has 7 Disclosure Event(s).

Date: May 24, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: February 28, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: November 30, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: September 30, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: September 30, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: September 30, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 17, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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