WILLIAM DAVID MORRISON is currently employed as a Broker and/or Investment Adviser at NATIONAL SECURITIES CORPORATION located at 377 E. BUTTERFIELD ROAD, SUITE 925, LOMBARD, IL, 60148.
WILLIAM DAVID MORRISON has worked at NATIONAL SECURITIES CORPORATION since July 31, 2015
Disclosure History
WILLIAM DAVID MORRISON has 2 Disclosure Event(s).
Date: March 11, 2003 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT AE MORRISON FAILED TO FOLLOW HIS INSTRUCTIONS TO SELL A PORTION OF HIS TELECOMMUNICATIONS STOCKS AND PURCHASE BONDS WITH THE PROCEEDS, WHICH CAUSED HIS ACCOUNTS TO DECLINE IN VALUE. DAMAGES NOT SPECIFIED, BUT FIRM DETERMINED THAT DAMAGES ARE NOT LESS THAN $5,000.00.
Date: December 27, 1989 Category: Regulatory Initiated By: MICHIGAN Allegations: WILLIAM DAVID MORRISON'S REGISTRATION WAS REVOKED DUE TO THE FAILURE TO PAY THE BALANCE OF THE $30 1989 RENEWAL FEE, IN THE AMOUNT OF $15. [DOCKET/CASE NUMBER NOT PROVIDED] Resolution: Decision SanctionDetails: Sanctions: Revocation/Expulsion/Denial Sanction Details: WILLIAM DAVID MORRISON'S REGISTRATION WAS REVOKED DUE TO THE FAILURE TO PAY THE BALANCE OF THE $30 1989 RENEWAL FEE, IN THE AMOUNT OF $15. [DOCKET/CASE NUMBER NOT PROVIDED] Broker Comment: Not Provided
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