WILLIAM NELSON MUNCY is currently employed as a Broker and/or Investment Adviser at CAPITAL INVESTMENT GROUP, INC. located at 300 QUAIL RUN, PINEHURST, NC, 28374.
WILLIAM NELSON MUNCY has worked at CAPITAL INVESTMENT GROUP, INC. since November 16, 2005
Disclosure History
WILLIAM NELSON MUNCY has 1 Disclosure Event(s).
Date: January 26, 1993 Category: Customer Dispute Allegations: UNSUITABLE INVESTMENTS TOTALING ABOUT$172,000 Damage Amount Requested: $172,000.00 Settlement Amount: $89,500.00 Broker Comment: MERRILL LYNCH BOUGHT BACK INVESTMENTS THEN WORTHABOUT $55,000 FOR A TOTAL OF $79,000THIS OCCURRED AFTER MY CLIENTS DEATH AND AFTER IHAD LEFT MERRILL LYNCH. I WAS NOT CONSULTED ABOUT DEFENDING ORSETTLING THIS CLAIM. I WAS NOT ASKED TO PARTICIPATE IN THEPAYMENT. THESE INVESTMENTS WERE MERRILL LYNCH LIMITEDPARTNERSHIPS.
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