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WILLIAM JOSEPH O'CONNOR is currently employed as a Broker and/or Investment Adviser at O'CONNOR & COMPANY SECURITIES INC. located at 234 EAST 17TH STREET, SUITE 114, COSTA MESA, CA, 92627.
WILLIAM JOSEPH O'CONNOR has worked at O'CONNOR & COMPANY SECURITIES INC. since June 16, 2008
WILLIAM JOSEPH O'CONNOR has 1 Disclosure Event(s).
Date: July 23, 1971All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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